So investors paying attention yet???
UNITED STATES OF AMERICA
Before the
SECURITIES AND EXCHANGE COMMISSION
SECURITIES EXCHANGE ACT OF 1934
Release No.
69413 / April 19, 2013
SEC SUSPENDS TRADING IN SECURITIES OF THE ESTATE VAULT, INC.
The Securities and Exchange Commission (“Commission”)
announced the temporary
suspension, pursuant to Section 12(k) of the Securi
ties Exchange Act of 1934 (the
“Exchange Act”
), of trading in the securities of
The Estate Vault
, Inc. (
“
Estate Vault
”
),
of
Las Vegas, NV
commencing
at 9:30 a.m.
EST
o
n April 19
, 2
01
3
, and terminating at
11:59 p.m.
ED
T
on
May 2
, 201
3
.
The Commission temporarily suspended trading in the securities of
Estate Vault
because
of questions that have been raised about the
accuracy and
adequacy of publicly
available
information
about
Estat
e Vault
because it has not filed a periodic report since its Form
10
-
Q for the period ending
February 28, 2009, filed on Dec
ember 2
4
, 20
09
.
The Commission cautions broker
s
,
dealers, shareholders, and prospective purchasers that
they should carefully con
sider the foregoing information along with all other currently
available information and any information subsequently issued by the company.
Further, brokers and dealers should be alert to the fact that, pursuant to Rule 15c2
-
11
under the Exchange Act, a
t the termination of the trading suspension, no quotation may
be entered unless and until they have strictly complied with all of the provisions of the
rule. If any broker or dealer has any questions as to whether or not he has complied with
the rule, he s
hould not enter any quotation but immediately contact the staff in the
Division of Trading and Markets, Office of Interpretation and Guidance, at (202) 551
-
5777.
If any broker or dealer is uncertain as to what is required by Rule 15c2
-
11, he
should refrai
n from entering quotations relating to
Estate Vault
’s
securities until such
time as he has familiarized himself with the rule and is certain that all of its provisions
have been met. If any broker or dealer enters any quotation which is in violation of th
e
rule, the Commission will consider the need for prompt enforcement action.
Any broker, dealer or other person who has any information which may relate to this
mat
ter should conta
ct
Chedly C
.
Dumornay, A
ssistant Regional Director
,
Miami
Regional
Office o
f the Securities and Exchange Commission
at (305
-
982
-
6377).
This comment has been removed by the author.
ReplyDeleteThis comment has been removed by the author.
ReplyDelete